ALEX TOYS, LLC

Investment Type:

2nd Lien Debt, Equity

---

Industry:

Consumer

ALLIED WIRELINE SERVICES, LLC

Investment Type:

1st Lien Debt (Unitranche), Equity, Warrants

---

Industry:

Energy

ANEXINET CORP.

Investment Type:

1st lien Debt

---

Industry:

IT Services

C&K MARKET, INC.

Investment Type:

Equity

---

Industry:

Consumer

CHARMING CHARLIE, LLC.

Investment Type:

1st Lien Debt

---

Industry:

Consumer

CONSTRUCTIVE MEDIA, LLC

Investment Type:

1st Lien Debt, Equity

---

Industry:

Consumer

COPPERWELD BIMETALLICS LLC

Investment Type:

1st Lien Debt

---

Industry:

Industrials

DIMONT & ASSOCIATES, INC.

Investment Type:

Equity

---

Industry:

Financial Services

DUFF & PHELPS CORPORATION

Investment Type:

1st Lien Debt, Tax Receivable Agreement

---

Industry:

Financial Services

FAIRSTONE FINANCIAL INC.

Investment Type:

Financial Services

---

Industry:

1st Lien Debt

FIREBIRDS INTERNATIONAL, LLC

Investment Type:

Equity

---

Industry:

Consumer

FREEPORT FINANCIAL SBIC FUND LP

Investment Type:

Investment in Fund

---

Industry:

Financial Services

GENER8, LLC

Investment Type:

1st lien Debt

---

Industry:

Business Services

GRYPHON PARTNERS 3.5, L.P.

Investment Type:

Investment in Fund

---

Industry:

Financial Services

HANSONS WINDOW & CONSTRUCTION

Investment Type:

1st Lien Debt

---

Industry:

IT Services

HART INTERCIVIC, INC.

Investment Type:

1st Lien Debt

---

Industry:

Information Services

HEALTHDRIVE CORPORATION

Investment Type:

1st Lien Debt

---

Industry:

Healthcare

HOLLAND INTERMEDIATE ACQUISITION CORP.

Investment Type:

1st Lien Debt

---

Industry:

Energy

HOME PARTNERS OF AMERICA, INC.

Investment Type:

1st Lien Debt

---

Industry:

Financial Services

IGLOO PRODUCTS CORP.

Investment Type:

1st Lien Debt (unitranche), Equity

---

Industry:

Consumer

IT’S JUST LUNCH INTERNATIONAL, LLC

Investment Type:

First Lien

---

Industry:

Media

THE JOHN GORE ORGANIZATION, INC.

Investment Type:

1st Lien Debt

---

Industry:

Media

LAI INTERNATIONAL, INC.

Investment Type:

1st Lien Debt (Unitranche)

---

Industry:

Industrials

LOADMASTER DERRICK & EQUIPMENT, INC.

Investment Type:

First Lien, Equity, Warrants

---

Industry:

Energy

MARTEX FIBER SOUTHERN CORP.

Investment Type:

Subordinated Debt

---

Industry:

Industrials

MATILDA JANE HOLDINGS, INC.

Investment Type:

1st Lien Debt/ Equity

---

Industry:

Consumer

MERCHANTS CAPITAL ACCESS, LLC

Investment Type:

2nd Lien Debt

---

Industry:

Financial Services

MERICAL, LLC

Investment Type:

1st Lien Debt (Unitranche), Equity

---

Industry:

Consumer

MIAMI BEACH MEDICAL GROUP

Investment Type:

2nd Lien Debt

---

Industry:

Healthcare

OEM GROUP, INC.

Investment Type:

1st Lien Debt, Equity

---

Industry:

Industrials

SCIENS BUILDING SOLUTIONS, LLC

Investment Type:

1st Lien Debt

---

Industry:

Business Services

SMARTOURS, LLC

Investment Type:

1st Lien Debt

---

Industry:

Consumer

THL CREDIT GREENWAY FUND LLC

Investment Type:

Investment in Fund

---

Industry:

Financial Services

THL CREDIT GREENWAY FUND II LLC

Investment Type:

Investment in Fund

---

Industry:

Financial Services

THL CREDIT LOGAN JV LLC

Investment Type:

Investment in Fund

---

Industry:

Financial Services

TRI STARR MANAGEMENT SERVICES, INC.

Investment Type:

First Lien, Equity

---

Industry:

Business Services

UROLOGY MANAGEMENT ASSOCIATES, LLC

Investment Type:

1st lien Debt

---

Industry:

Healthcare

VIRTUS PHARMACEUTICALS, LLC

Investment Type:

1st Lien Debt (unitranche), Equity

---

Industry:

Healthcare

WHEELS UP PARTNERS, LLC

Investment Type:

Equity

---

Industry:

Consumer

WHITNEY, BRADLEY & BROWN, INC

Investment Type:

1st Lien Debt

---

Industry:

Business Services

WOMEN’S HEALTH USA, INC.

Investment Type:

1st Lien Debt (Unitranche)

---

Industry:

Healthcare